TCM R&D CRO Service Platform

Full-chain TCM R&D services from botanical origin identification to CTD regulatory submission. Covering five core segments: Classical Prescription development, TCM compound formulations, formula granule processes, hospital preparation conversion, and TCM secondary development. CDE TCM review-oriented, providing end-to-end solutions from pharmaceutical research to regulatory approval.

Classical Prescriptions — From Textual Research to Pharmaceutical Substance Benchmarks TCM Compound Formulations — Clinical Empirical Prescriptions to New Drug Conversion Formula Granules — Standard Decoction · Fingerprint · Quantity-Value Transfer Hospital Preparation → NDA Complete Conversion Pathway

Five Core Segments — TCM R&D Full Chain

The logic of TCM R&D is fundamentally different from chemical drugs — it is not a linear process of "measure content, conduct BE, submit for approval," but rather a systems engineering effort with multiple coupled variables. Botanical origin, harvesting and processing, preparation methods, extraction parameters, and formulation — deviation in any link propagates to the quality consistency of the final product. Taikomed has built full-chain capabilities from source to final product across five directions.

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Classical Prescription Development

Based on the Catalog of Ancient Classical Prescriptions, completing full-process development from textual research, botanical origin identification, and resource assessment to pharmaceutical substance benchmarks.

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TCM Compound Formulations

Starting from clinical empirical prescriptions / renowned senior TCM practitioners' proven formulas, systematically completing pharmacological material basis, formulation process, and quality standard studies.

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TCM Formula Granules

Using the standard decoction as a benchmark, establishing a full-process fingerprint and quantity-value transfer control system from "crude drug → prepared slices → intermediate → granules."

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Hospital Preparation Conversion

Using registered medical institution preparations as a foundation, systematically upgrading pharmaceutical and clinical evidence to meet new drug registration requirements.

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TCM Secondary Development

Process improvement, dosage form modification, and indication expansion for marketed Chinese patent medicines, extending their lifecycle through the modified new drug pathway.

Segment 1: Classical Prescription Development

The simplified registration pathway for Classical Prescriptions (Category 3.1) represents the biggest policy bonus for TCM new drug applications in recent years. CDE has published 300+ Classical Prescriptions as of 2026, but the real challenge lies in converting 2,000-year-old "one liang, three qian" into quantifiable modern pharmaceutical substance benchmarks.

The "Three-Layer Consistency" Principle

CDE review for Classical Prescriptions centers on consistency with ancient medical text records, demonstrated at three levels: ① Botanical origin — correspondence between ancient medicinal species and modern pharmacopoeia species; ② Preparation process — quality transfer from ancient weight-and-measure conversions to modern decoction processes; ③ Quality evaluation — full-process consistency evaluation using marker compounds plus fingerprint chromatography.

📜 Step 1: Textual Research & Prescription Analysis

  • Ancient text edition collation
  • Botanical origin textual research
  • Prescription dosage conversion (Han 1 liang=13.8g, Song 1 liang=37.3g, Ming-Qing 1 liang≈30g)
  • Processing specification textual research
  • Usage textual research
Textual ResearchHerbal Medicine StudiesWeight & Measure

🌿 Step 2: Botanical Origin Identification & Resource Assessment

  • DNA barcode molecular identification for multi-origin species
  • Comparative chemical profiling across geographic regions
  • Resource sustainability assessment
  • Authentic production region screening
  • Crude drug quality standards (assay+fingerprint+safety)
Origin IDGeographic ScreeningResource Assessment

🧪 Step 3: Standard Decoction & Substance Benchmarks

  • Standard decoction process parameter research
  • 15+ batches of multi-origin standard decoctions
  • Extract yield range, marker compound content range, transfer rate
  • Standard decoction fingerprint establishment
  • Crude drug→prepared slices→standard decoction quantity-value transfer
Standard DecoctionQ-Value TransferSubstance Benchmark

📋 Step 4: Pharmaceutical Substance Benchmarks & Registration

  • Formulation process: standard decoction→granules/tablets/capsules
  • Four-stage quality comparison
  • Completeness evaluation
  • Accelerated+long-term stability
  • CTD dossier (M2-M3): substance benchmarks, quality standards
Substance BenchmarkGranule ProcessCTD Submission

Segment 2: TCM Compound Formulations

For TCM innovative drugs (Cat. 1.1/1.2) and modified new drugs (Cat. 2.1), the hardest part is answering CDE's three essential questions within a multi-component system: ① What is your pharmacological material basis? ② Why is your process designed this way? ③ How does your quality standard ensure batch-to-batch consistency?

🔬 Pharmacological Material Basis Research

Taikomed employs a "chemical deconstruction + activity tracking" dual-track strategy: UPLC-Q-TOF/MS for total component cluster characterization; activity-guided in vitro screening to lock in key active component clusters; spectrum-effect relationships to confirm Q-Markers for quality standard marker compound selection. This "activity-guided" methodology better aligns with CDE's review philosophy for compound formula quality control.

⚙️ Extraction Process Systematic Optimization

Taikomed's process development: ① Solvent screening based on active component cluster polarity; ② DoE optimization (Box-Behnken/CCD) for solvent multiple, time, temperature, cycles; ③ Purification via alcohol precipitation/macroporous resin/membrane separation; ④ Scale-up validation from lab 500mL to pilot 500L.

📊 Multi-Index Quality Control Strategy

Taikomed's quality standard framework: ① Assay — simultaneous HPLC/UPLC of 2-3 marker compounds; ② Fingerprint — 10+ batches with similarity ≥0.90; ③ Specificity — TLC identification; ④ Safety — heavy metals, pesticide residues, aflatoxins, microbial limits. Forming a "marker quantitation+fingerprint qualification+TLC identification+safety" four-dimensional system.

💊 Formulation & Processing Development

Solution for TCM extract powder challenges (hygroscopicity, poor flowability, low compressibility): ① Physical property characterization; ② Excipient DoE optimization (lactose/MCC/mannitol); ③ Granulation method selection (wet/dry/fluid-bed); ④ Moisture-barrier film coating. Targets: flowability>8g/s, hardness>5kg, disintegration<30min, moisture uptake<5%/48h.

Segment 3: TCM Formula Granules

TCM formula granules have transitioned from pilot to full implementation, with the market shifting from expansion to quality competition. CDE's core review logic: quality consistency with the standard decoction.

Why a Professional CRO Is Needed for Formula Granules

The R&D workload for national (160+) and provincial standards is enormous. Each product requires: multi-origin crude drug collection→standard decoction preparation→extraction/concentration/drying/granulation→quality standards→standard decoction comparison. A single product takes 12-18 months. Taikomed's CRO services help enterprises complete pharmaceutical research for multiple products in batches, seizing the market window.

R&D StageCore WorkKey IndicatorsTaikomed Strategy
1. Crude Drug Collection3+ origins, 15 batchesAccurate origin, strong representativenessEstablished procurement network
2. Prepared SlicesPer pharmacopoeia processingID, inspection, extractives, assayPartner GMP slice manufacturers
3. Standard Decoction15-batch standardized decoction+freeze-dryExtract yield range, marker content range, transfer rateControlled decoction equipment
4. Extraction ProcessDoE: water multiple/time/temp/cyclesTransfer rate≥80%, yield in rangeDoE+multi-index scoring
5. Concentration & DryingVacuum conc./spray drying optimizationMoisture<5%, degradation<10%Low-temp combo process
6. GranulationDry granulation parameter optimizationYield, PSD, solubilityDry granulation, minimal excipients
7. Quality ComparisonStandard decoction vs. granulesSimilarity≥0.90, assay±30% of meanMulti-batch complete comparison data

Segment 4: Hospital Preparation → New Drug Conversion

Hospital preparations are the natural "incubator" for TCM new drugs — with years of clinical use backed by human-use experience data, but often lacking pharmaceutical research depth. The key challenge is upgrading "empirical compounding" to "industrial production" while supplementing standardized pharmaceutical research and clinical evidence.

📋 Pharmaceutical Evaluation & Upgrade

  • Data audit: Review existing quality standards, stability data
  • Gap analysis: Item-by-item comparison to CDE requirements
  • Supplementary studies: Origin ID, process validation, quality upgrade
  • Prescription fixation: Standardize empirical formulas
Pharmaceutical EvalGap AnalysisFixation

🧬 Human-Use Experience → Clinical Evidence

  • Data organization: Retrospective collection of use records, AEs
  • RWS design: Prospective efficacy and safety data collection
  • Statistical analysis: Drug clinical trial standard methodology
  • Clinical strategy: Determine waiver-eligible trial content
Human-Use ExperienceRWSClinical Waiver

🔬 Preclinical Pharmacology & Toxicology

  • Pharmacodynamics: Animal models matching indications
  • Safety pharmacology: CV, respiratory, CNS core battery
  • Toxicology: Acute + long-term (rodent+non-rodent)
  • Reproductive/genotoxicity: Per indication/population
PharmacodynamicsToxicologyGLP

📄 New Drug Registration Strategy

  • Pathway analysis: Cat. 1.1/2.1/3.1/3.2
  • IND submission: Pre-IND→pharma→pharm/tox→clinical→CTD
  • Communication: CDE clinical meeting and Pre-NDA strategy
  • NDA submission: Full NDA CTD after Phase II/III
StrategyINDNDA

Segment 5: TCM Secondary Development

Marketed Chinese patent medicines face VBP pricing, package insert revisions, and competition. TCM secondary development is not "repackaging" — it's regaining competitiveness through process improvement, dosage form upgrade, indication expansion, and new clinical evidence using the modified new drug pathway.

⚙️ Process Improvement & Quality Upgrade

Upgrading legacy processes to modern extraction/purification (macroporous resin enrichment, membrane separation), improving active component content while reducing dosing. Comprehensive quality standard and fingerprint upgrades for pharmacopoeia compliance.

💊 Dosage Form Modification (Cat. 2.1)

Traditional dosage forms (honey pills, water pills, powders) → tablets/capsules/granules. Improving compliance and efficacy, leveraging Cat. 2.1 modified new drug pathway for clinical advantage substantiation and differentiated pricing.

🧬 Indication Expansion

Using "treat different diseases with same method" principle, new pharmacodynamic studies and clinical studies to expand into new indications — e.g., cardiovascular-cerebrovascular drugs → vascular dementia.

TCM R&D — Core Technical Capabilities

TCM R&D requires a systematic technology platform covering crude drug research, process development, quality analysis, and regulatory submission.

🧬 DNA Barcode Crude Drug Identification

Molecular identification using ITS2/psbA-trnH barcodes for multi-origin species, rapid differentiation of authentic products from counterfeits, closely related species, and substitutes. Precise species-level identification for rhubarb, coptis, licorice, etc.

🔬 UPLC-Q-TOF/MS Component Cluster Characterization

High-resolution MS for rapid full-component cluster characterization — hundreds of compounds in a single run. Structural annotation via UNIFI natural product database, generating a "chemical component inventory" for the formula.

📊 Multi-Batch Fingerprint Establishment

HPLC/UPLC fingerprints for 10-15 batches of multi-origin crude drugs with similarity evaluation. "Reference fingerprint+similarity threshold±3σ strategy" as core tool for process control and quality release.

🧪 Standard Decoction & Quantity-Value Transfer

Standardized preparation protocol (controlled decoction+freeze-drying), 15+ batches. Calculating marker content range (x̄±SD/x̄±30%), extract yield range, and transfer rate as benchmark for process development and quality comparison.

⚙️ Extraction Process DoE Optimization

Box-Behnken/CCD-RSM for systematic optimization of solvent multiple, time, temperature, cycles. Multi-index comprehensive scoring as response values to establish a predictable, controllable design space.

🔎 Full Safety Indicator Panel

Testing per Chinese Pharmacopoeia: heavy metals (Pb/Cd/As/Hg/Cu, ICP-MS), pesticide residues (GC-MS/MS), aflatoxins (UPLC-FLD), and microbial limits.

Registration Strategy: Five Pathways for TCM New Drugs

Since the 2020 NMPA regulations, TCM registration has five clear pathways, each with different R&D investment, review requirements, market returns, and risks.

CategoryScopeClinicalCMC FocusTimelineMarket Advantage
Cat. 1.1 InnovativeNew crude drugs/new formulas/new extractsFull Phase I+II+IIIMaterial basis, process, quality8-12 yrHighest pricing+patent protection
Cat. 1.2 Active Ingredient≥90% pure compound (artemisinin, paclitaxel)Full Phase I+II+IIIChemical drug standards8-12 yrPatent+extremely high barrier
Cat. 2.1 ModifiedDosage form, process, indication expansionPK+efficacy/safetyPre/post comparison4-7 yr3-5yr monitoring+premium
Cat. 3.1 Classical PrescriptionCatalog of Ancient Classical PrescriptionsExempted (pharma+non-clinical safety only)Textual research+substance benchmark3-4 yrHuge cost advantage
Cat. 3.2 OthersSame-name same-formula, non-catalogCase-dependent: BE/efficacyPharmaceutical equivalence4-6 yrModerate advantage

TCM R&D Platform Strength

20+Formula Granule Products
Standard Decoctions Established
5+Classical Prescription Products
Substance Benchmark Studies
15+TCM Compound Formulations
Active R&D Projects
3+Hospital Preparation→New Drug
Conversion Projects
164Cumulative Invention Patents
Including 12 PCT Patents

TCM R&D Chain — Related Service Areas

TCM R&D involves the entire chain from crude drugs to regulatory submission.

Taikomed Core Technology Platform Matrix

Taikomed has built a diversified platform system covering chemical drugs, TCM, and complex injectables, with complementary technologies and shared resources.

TCM R&D CRO — Frequently Asked Questions

Does "clinical trial exemption" for Classical Prescriptions really mean zero clinical research?

Yes, Category 3.1 Classical Prescriptions are exempted from clinical trials based on long human-use history and clear ancient texts — but the pharmaceutical component must be robust. The substance benchmark must prove consistency, non-clinical safety (toxicology) is still required, and the quantity-value transfer logic must be rigorous. Don't cut corners — pharmaceutical data is your only proof of consistency with the ancient formulation.

How deep should pharmacological material basis research go?

It depends on registration category. Cat. 1.1 requires the deepest evidence chain: component cluster→key active components→mechanism. Cat. 2.1 and 3.2 are more relaxed but still require attribution and quantitation of primary active components. Taikomed's approach: UPLC-Q-TOF/MS for full characterization, then literature+activity screening to identify Q-Markers linked to indications, building process control and quality evaluation around these markers.

How is "quantity-value transfer" executed?

The most central aspect of formula granule R&D. Taikomed's path: ① Standard decoction parameter ranges; ② Control checkpoints at each process step; ③ Comprehensive final product vs. standard decoction comparison — content, fingerprint similarity, extract yield ratio. Key data: 15-batch standard decoction library+step-wise transfer rate data+final comparison.

If a hospital preparation has clinical data, is new clinical research needed?

It depends. CDE 2023 regulations allow human-use experience as a basis for clinical waiver if: ① Data quality is standardized with systematic efficacy and safety evaluation; ② Disease scope matches target indication; ③ Data supports the waiver level. With ≥100 cases and standardized efficacy evaluation, waiver of Phase I or small-sample Phase II may be sought.

What is the biggest difference between TCM CROs and chemical drug CROs?

Chemical drug CROs center on analytical chemistry+formulation+BE/clinical as a linear chain. TCM CROs require five intersecting disciplines: plant taxonomy, natural product chemistry, process engineering, analytical chemistry, and TCM-specific regulatory science. This cross-domain capability is why TCM-capable CROs are relatively scarce.

Launch Your TCM R&D Project

Whether Classical Prescription development, formula granule batch research, compound new drug IND, or hospital preparation conversion, Taikomed provides complete CRO services from crude drug source to CTD submission.

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